Broadgate are excited to be parterning with a Regional Bank who are looking for a Compliance TPRM Manager, this role is fully remote based anywhere in the US. 

Key Responsibilities:

• Conduct comprehensive risk assessments of third-party vendors from a compliance perspective, including BSA and fraud risk.
• Develop and implement compliance risk management policies and procedures for vendor oversight.
• Monitor regulatory changes and ensure that vendor management practices remain compliant with applicable laws and regulations.
• Collaborate with cross-functional teams to assess the compliance capabilities of vendors and provide guidance on risk mitigation strategies.
• Lead training and awareness initiatives related to compliance risk management for internal stakeholders.
• Prepare and present reports on compliance risks and vendor assessments to senior management and relevant committees.
• Act as a subject matter expert in compliance, BSA, and fraud risk management, providing insights and recommendations to enhance our vendor management strategy.
• Foster strong relationships with third-party vendors to ensure compliance and effective risk management practices are upheld.

Qualifications:

• Bachelor’s degree in Finance, Business Administration, Risk Management, or a related field. A Master’s degree is a plus.
• 7+ years of experience in Compliance Risk Management, with a focus on BSA and Fraud Risk Management.
• Minimum 5 years of experience at a Bank, financial institution, larger corporation, or a fintech
. • Relevant compliance certifications (e.g., CAMS, CCEP, CRCP,CRCM, or equivalent) are highly desirable.
• Relevant Cyber Risk and/or Third Party Risk Certifications(CRVPM, CTPRA, CERP, CRISC,CISA, CISSP)
• Deep understanding on consumer compliance, BSA and Fraud regulations
• Familiarity with vendor technology risk assessment controls and associated subdomains (i.e., information security, business continuity, etc.) or similar experience in related IT-audit or IT-audit support roles
• Familiarity with the current regulatory environment on Technology-related Vendor Risk for financial institutions, i.e., OCC 2013-29, FFIEC BRP/DR Handbook, FDIC guidance.
• Proven experience in third-party risk assessment and vendor management.

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