Responsible du Controle (RC) - Compliance Officer

Broadgate is partnered with an Independent Fund Administration business in Luxembourg looking to bring in a RC for their compliance function. Reporting to the Head of Luxembourg, you will be charge of the control and oversight of compliance with the AML/CFT professional obligations, mentoring the AML Team and assisting the business in meeting any compliance function reporting obligations and duties.

Roles & Responsibilities

Compliance Officer

• Execution of compliance monitoring programme
• Maintenance of regulatory watch
• Contribute to and oversee the remediation of identified compliance risk areas / deficiencies
• Act as a key point of contact with the CSSF

Responsible du Control

• Monitor and assess the Company's compliance with its obligations re. AML/CFT/CPF and the appropriateness of the Company's infrastructure, organisation, policies, procedures and processes re. AML/CFT/CPF
• Review high risk AML/CFT/CPF workflows, PEP associations, blocked accounts
• Implement and ensure the realization of the AML/CTF training and awareness-raising program
• Report to the RR and the board on the monitoring of the Company's performance regarding AML/CFT/CPF

Essential Skills & Experience

• Must hold an ACAMS qualification or must have been previously approved by the CSSF
• In-depth knowledge of AML/CFT Luxembourg regulations