Senior Compliance Officer

Leeds - £50-55k - Hybrid

This role is to act as the primary support and advice source to the Compliance Policy Manager, as it relates to the internal policies and procedures for the business, a reputable name in the Wealth and Investment management sector.

Responsibilities

• Drafting policy & procedure
• Oversight of internal controls (process of testing, operating etc.)
• Research various compliance regulations/topics
• Assist in response to risk incidents

Your Profile

• Specific advisory/policy compliance experience
• Knowledge of regulations with a Financial Services environment (ideally Wealth/Investment management)
• Preferred: relevant compliance qualification or FSI

Apply here for more details!