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Senior Compliance Regulatory Advice Manager

Posted 19 August 2024
Salary £60000.00 - £80000.00 per annum
LocationBristol
Job type Permanent
Discipline Compliance
Reference108465
Contact NameMatt Carter

Job description

As Senior Regulatory Compliance Advice Manager you are responsible for leading the Regulatory Advice team in providing clear, pragmatic, and timely advice in terms of its day-to-day activities and for any change initiatives.

In addition, you are responsible for analysing regulatory change and supporting impacted business areas in effective implementation and embedding.

Main Duties

  • Support the design and implementation of an effective framework to ensure day-to-day activities comply with regulatory requirements and internal policies & standards.
  • Ensure that effective regulatory advice is provided for change activities such as product developments and other projects.
  • Support the SMCR framework for our entities so that the firms and its SMFs are fully supported in meeting their individual responsibilities.
  • Effectively manage your own risks and controls whilst overseeing and challenging the business on their risks and controls.

Key Skills and Experience

  • SME-level knowledge of the FCA sourcebook and associated guidance.
  • Strong General Insurance background
  • An understanding of how the wider regulatory environment operates and the FCA's priorities and areas of focus.