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Diversity in Regulated Business: What do the long-awaited updates mean for leaders?
Is the financial services space on the precipice of a paradigm shift? On September 25th, 2023, the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) published consultatio...
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AI-Enabled Risk Management: Charting the Future of Finance
While it may be synonymous with increased efficiency and the reduced cost of overheads, AI’s profound complexity is undeniable. Risk teams must be aware of the challenges (and opportunities) that ...
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Podcast Episode 34 - Risky Business: Talking Trends with Iain Felstead
In this episode, Richard Williams kicks off his new Broadgate Social miniseries, Risky Business, with his first guest, the ever-insightful Iain Felstead. Iain has spent the last 25 years working wi...
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How to Prepare for Your INED (Independent Non-Executive Director) Interview
You’ve been shortlisted for an interview for a role as an Independent Non-Executive Director (INED), so how do you get prepared?Make no mistake, it’s a challenging and time-consuming task to prese...
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Becoming an Independent Non-Executive Director (INED)
An independent non-executive director (INED) role is often a fulfilling step after (or towards the end of) an accomplished executive career.In an era of widespread market volatility and unprecedent...
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Navigating Regulatory Change: The Future of Payment Service Providers
Is a byzantine regulatory landscape poised to burden the UK’s prosperous open banking sector? Are Payment Solution Providers (PSPs) equipped to compete in the PayTech era? Whatever the future migh...
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Regulatory Evolution and the Burden of Fincrime
Fraud is the most common offence in the United Kingdom. The scope and depth of the issue are difficult to fathom, with a recent BBC article claiming that it costs the UK £2300 every minute.With the...
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5 Compliance Trends Shaping 2023
Compliance trends are among the trickiest to predict nowadays, partly thanks to the byzantine complexity of the modern regulated business. If there’s one thing we’re sure of, however, it’s that ro...
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Women in FinTech: A Conversation with Dawn Hart
Broadgate caught up with the esteemed Dawn Hart, Compliance Director and MLRO at DF Capital, to glean her expert insight into the world of compliance. We talked about all things networking, events,...
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Does Your Compliance Team Have a Retention Problem?
How do you fix a talent leak? Wretched retention rates are an employer’s worst nightmare. Businesses have a greater need for highly skilled GRC (Governance, Risk, and Compliance) professionals than...
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Consumer Duty: What Does it Mean for Your Business?
The UK’s Financial Conduct Authority (FCA) finalised its plans for a new Consumer Duty back in 2022, representing a significant change in the nation’s regulatory environment. Now that the deadline...
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Check Out Ica and Their ‘Careers in Compliance’ Interview Featuring Our Very Own Matt Carter
Our very own Matt Carter caught up with the International Compliance Association for an interview in their ‘Careers in Compliance’ series. Matt offered advice to people looking to get into the com...
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Birmingham - A City of Opportunity & the Financial Crime Boom
Birmingham - A City of Opportunity & the Financial Crime BoomThis is an updated extract from a speech on Compliance and Financial Crime given by Matt Carter, senior recruitment consultant at Broadg...
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