Featured

Compliance Manager

Posted 21 November 2024
Salary €65000 - €80000 per annum
LocationDublin
Job type Permanent
Discipline Legal, Compliance & Financial Crime
ReferenceBH-111447-2
Contact NameLuana Chagas

Job description

Compliance Manager
Asset Management 
Hybrid - Dublin 

65-80K

About the Opportunity:
Our client, one of the leading fund providers in Europe, is seeking a skilled professional to step into a key role as Compliance Manager. This position is a newly created role due to the company's recent growth and will be the first hire under the Head of Risk and Compliance. 

What You’ll Gain:
  • Competitive Package:
    • Salary DOE - Up to 80K
    • Benefits 
    • Flexible Hybrid 
  • Learning and growth opportunities

Core Responsibilities:
  • Compliance Oversight & Regulatory Support: Review, draft, and maintain compliance policies and procedures, support the Head of Compliance with analyzing and implementing European regulations, and ensure materials comply with relevant regulations and codes of practice.
  • Product Development & Compliance: Provide compliance support during product development, including drafting, reviewing, and updating prospectuses, KIID documentation, and fund agreements for ETFs and ETCs, ensuring adherence to regulatory requirements.
  • Marketing & Financial Promotion Advisory: Advise marketing and sales teams on financial promotions and regulatory queries across Europe and globally, providing guidance on compliance with external advice as needed.
  • Fund & Governance Management: Manage governance for the Manco, including arranging board meetings and reviewing materials, and offer primary compliance support for Ireland-domiciled ETF ranges and secondary support for the ETC platform.
  • Risk Management & Legal Coordination: Identify and manage legal risks through internal controls, assist with corporate transactions, and liaise with external counsel and clients on ETF and ETC documentation as necessary.

Key Qualifications:
  • Experience: Minimum of 3 years in a compliance role within a regulated financial services environment, ideally in Asset Management / Funds. 
  • Skills: Exceptional organizational, project management, and communication skills, with a track record of working with senior leadership and cross-functional teams. Ideally, some product compliance exposure.