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Compliance Manager
- Posted 21 November 2024
- Salary €65000 - €80000 per annum
- LocationDublin
- Job type Permanent
- Discipline Legal, Compliance & Financial Crime
- ReferenceBH-111447-2
- Contact NameLuana Chagas
Job description
Compliance Manager
Asset Management
Hybrid - Dublin
65-80K
About the Opportunity:
Our client, one of the leading fund providers in Europe, is seeking a skilled professional to step into a key role as Compliance Manager. This position is a newly created role due to the company's recent growth and will be the first hire under the Head of Risk and Compliance.
What You’ll Gain:
Core Responsibilities:
Key Qualifications:
Asset Management
Hybrid - Dublin
65-80K
About the Opportunity:
Our client, one of the leading fund providers in Europe, is seeking a skilled professional to step into a key role as Compliance Manager. This position is a newly created role due to the company's recent growth and will be the first hire under the Head of Risk and Compliance.
What You’ll Gain:
- Competitive Package:
- Salary DOE - Up to 80K
- Benefits
- Flexible Hybrid
- Learning and growth opportunities
Core Responsibilities:
- Compliance Oversight & Regulatory Support: Review, draft, and maintain compliance policies and procedures, support the Head of Compliance with analyzing and implementing European regulations, and ensure materials comply with relevant regulations and codes of practice.
- Product Development & Compliance: Provide compliance support during product development, including drafting, reviewing, and updating prospectuses, KIID documentation, and fund agreements for ETFs and ETCs, ensuring adherence to regulatory requirements.
- Marketing & Financial Promotion Advisory: Advise marketing and sales teams on financial promotions and regulatory queries across Europe and globally, providing guidance on compliance with external advice as needed.
- Fund & Governance Management: Manage governance for the Manco, including arranging board meetings and reviewing materials, and offer primary compliance support for Ireland-domiciled ETF ranges and secondary support for the ETC platform.
- Risk Management & Legal Coordination: Identify and manage legal risks through internal controls, assist with corporate transactions, and liaise with external counsel and clients on ETF and ETC documentation as necessary.
Key Qualifications:
- Experience: Minimum of 3 years in a compliance role within a regulated financial services environment, ideally in Asset Management / Funds.
- Skills: Exceptional organizational, project management, and communication skills, with a track record of working with senior leadership and cross-functional teams. Ideally, some product compliance exposure.