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Compliance Advisory Manager
- Posted 04 December 2023
- Salary Negotiable
- LocationBath
- Job type Permanent
- Discipline Compliance & Financial Crime
- ReferenceBH95680
- Contact NameElla Nibloe
Job description
Compliance Advisory Manager Opportunity!
About the Role: Join the company as a Compliance Advisory Manager, ensuring adherence to laws, regulations, and internal policies. You'll guide business units, mitigate compliance risks, and drive a robust compliance culture. Responsibilities include regulatory impact assessments, compliance training, and collaborating with internal stakeholders.
Key Responsibilities:
- Develop and maintain understanding of relevant laws and regulations.
- Maintain Regulatory development log, providing timely updates.
- Guide business units on compliance matters.
- Deliver compliance training programs.
- Monitor and assess the effectiveness of training programs.
- Stay updated on industry trends and regulatory changes.
- Collaborate with internal stakeholders for a coordinated compliance approach.
- Support Senior Compliance Advisory Manager in investigations and responses.
- Assist in ongoing regulatory and change programs.
About You: Specialist Skills, Qualifications, and Experience
- Good experience in financial services compliance.
- Relevant business qualification (Certified Regulatory Compliance Manager or CISI Compliance Diploma).
- Ability for 'Thought Leadership' in interpreting regulatory rules and business impact analysis.
- Working knowledge of the FCA Handbook.
- Excellent analytical and problem-solving skills.
- Good communication and interpersonal skills.
- Ability to deliver compliance training.
- Strong attention to detail and organizational skills.
- Self-motivated.
- Strong IT skills (particularly Excel and other MS office applications).
Desirable:
- Similar role experience in a Wrap Platform business.
Key Contacts/Stakeholders:
- Operations team, Sales team, Regulatory authorities, Third-party compliance contacts, Internal auditors.
Core Competencies:
- Business Focus, Operational Excellence, Client and Customer Focus, Communication, Expert Knowledge, Working With Others, Performance Focus.
The company is an equal opportunities employer, fostering diversity and inclusion.
Apply now for a role that values your expertise!