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Compliance Advisor
- Posted 31 January 2025
- Salary £50000 - £60000 per annum
- LocationDorking
- Job type Permanent
- Discipline Legal, Compliance & Financial Crime
- ReferenceBH-113221
- Contact NameGeorgia Mason
Job description
Compliance Advisor
Location: Dorking, Surrey - hybrid working
Sector: Insurance
Responsibilities:
Requirements:
Location: Dorking, Surrey - hybrid working
Sector: Insurance
Responsibilities:
- Identify, analyse, and communicate regulatory changes while overseeing business compliance with new requirements.
- Provide compliance support for new and existing products and services.
- Advise management and project teams on regulatory and substantive business issues.
- Deliver compliance training to ensure regulatory rules and principles are embedded.
- Maintain expertise in FCA/PRA requirements and standards.
- Ensure compliance with Information Security policies and report any security concerns.
- Understand and apply principles of Conduct Risk, Treating Customers Fairly, Consumer Duty, and Risk Management.
- Adhere to Unum’s Code of Conduct and other company policies.
Requirements:
- Insurance industry experience ideal.
- An excellent understanding and awareness of the UK financial regulatory framework
- Proficiency in insurance and group risk protection products.
- Relevant qualification in Legal, Internal Audit, or Compliance.
- ICA Certificate/Diploma (preferred).