Compliance Advisor

Posted 31 January 2025
Salary £50000 - £60000 per annum
LocationDorking
Job type Permanent
Discipline Legal, Compliance & Financial Crime
ReferenceBH-113221
Contact NameGeorgia Mason

Job description

Compliance Advisor
Location: Dorking, Surrey - hybrid working
Sector: Insurance

Responsibilities:
  • Identify, analyse, and communicate regulatory changes while overseeing business compliance with new requirements.
  • Provide compliance support for new and existing products and services.
  • Advise management and project teams on regulatory and substantive business issues.
  • Deliver compliance training to ensure regulatory rules and principles are embedded.
  • Maintain expertise in FCA/PRA requirements and standards.
  • Ensure compliance with Information Security policies and report any security concerns.
  • Understand and apply principles of Conduct Risk, Treating Customers Fairly, Consumer Duty, and  Risk Management.
  • Adhere to Unum’s Code of Conduct and other company policies.

Requirements:
  • Insurance industry experience ideal.
  • An excellent understanding and awareness of the UK financial regulatory framework
  • Proficiency in insurance and group risk protection products.
  • Relevant qualification in Legal, Internal Audit, or Compliance.
  • ICA Certificate/Diploma (preferred).